Filing Details
- Accession Number:
- 0001528322-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-07 16:52:15
- Reporting Period:
- 2012-06-07
- Filing Date:
- 2012-06-07
- Accepted Time:
- 2012-06-07 15:52:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389562 | Hampton Joseph Towell | Yadkin Valley Financial Corporation P. O. Drawer 7109 Statesville NC 28687 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-07 | 1,000 | $2.62 | 137,111 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 185,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $14.91 | 2009-02-19 | 2018-02-19 | 10,000 | 8,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-02-19 | 10,000 | 8,000 | Direct |
Footnotes
- Reference Form 4 Filing dated 04/17/2012
Billionaire Hedge Funds
