Filing Details
- Accession Number:
- 0001544220-12-000007
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-06-06 12:09:50
- Reporting Period:
- 2012-05-25
- Filing Date:
- 2012-06-06
- Accepted Time:
- 2012-06-06 12:09:50
- Original Submission Date:
- 2012-05-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544220 | P James Dunmyer | 9155 Harrison Park Court Indianapolis IN 46216 | Vp Of Finance Of Pac-Van, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-25 | 145 | $3.15 | 13,378 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2008-10-01 | 28,000 | $0.00 | 28,000 | $6.40 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-01-26 | 10,000 | $0.00 | 10,000 | $1.28 |
Common Stock | Warrants | Acquisiton | 2010-06-25 | 3,000 | $0.00 | 1,500 | $4.00 |
Common Stock | Warrants | Acquisiton | 2010-06-25 | 100 | $0.00 | 50 | $4.00 |
Common Stock | Warrants | Acquisiton | 2010-06-25 | 100 | $0.00 | 50 | $4.00 |
Common Stock | Warrants | Acquisiton | 2010-06-25 | 100 | $0.00 | 50 | $4.00 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-09-15 | 8,000 | $0.00 | 8,000 | $1.06 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-06-23 | 8,000 | $0.00 | 8,000 | $3.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,000 | 2009-10-01 | 2019-10-01 | No | 4 | A | Direct |
38,000 | 2011-06-30 | 2020-01-26 | No | 4 | A | Direct |
39,500 | 2010-06-25 | 2013-06-25 | No | 4 | A | Direct |
39,550 | 2010-06-25 | 2013-06-25 | No | 4 | A | Indirect |
39,600 | 2010-06-25 | 2013-06-25 | No | 4 | A | Indirect |
39,650 | 2010-06-25 | 2013-06-25 | No | 4 | A | Indirect |
47,650 | 2014-06-30 | 2020-09-15 | No | 4 | A | Direct |
55,650 | 2014-09-30 | 2021-06-23 | No | 4 | A | Direct |
Footnotes
- Of the total 28,000 stock options (a) 11,200 stock options will vest in five equal installments beginning on October 1, 2009, provided that the employee is employed as of each such anniversary and (b) 3,360 stock options will be eligible for vesting upon the attainment of performance criteria on the first anniversary of the date audited financial statements are approved by the audit committee for fiscal year 2009, with 3,360 stock options eligible for vesting on each of the four succeeding fiscal years on the first anniversary of the date audited financial statements are approved by the audit committee for applicable fiscal year.
- Stock option vests on the following date if (a)General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010.
- These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.
- See attached document "rider.txt" for explanation of Footnote 4.
- See attached document "rider2.txt" for explanation of Footnote 5.