Filing Details

Accession Number:
0001140361-12-028861
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-05 17:41:20
Reporting Period:
2012-06-01
Filing Date:
2012-06-05
Accepted Time:
2012-06-05 17:41:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1159036 Halozyme Therapeutics Inc HALO Biological Products, (No Disgnostic Substances) (2836) 880488686
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-01 49,540 $7.39 283,840 No 4 P Indirect by JPK 2009
Common Stock Acquisiton 2012-06-01 49,540 $7.39 283,840 No 4 P Indirect by MGK 2009
Common Stock Acquisiton 2012-06-04 44,823 $7.37 328,663 No 4 P Indirect by JPK 2009
Common Stock Acquisiton 2012-06-04 44,823 $7.37 328,663 No 4 P Indirect by MGK 2009
Common Stock Acquisiton 2012-06-05 2,732 $7.48 331,395 No 4 P Indirect by JPK 2009
Common Stock Acquisiton 2012-06-05 2,731 $7.48 331,394 No 4 P Indirect by MGK 2009
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by JPK 2009
No 4 P Indirect by MGK 2009
No 4 P Indirect by JPK 2009
No 4 P Indirect by MGK 2009
No 4 P Indirect by JPK 2009
No 4 P Indirect by MGK 2009
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,977,445 Indirect by Kapital Joe
Common Stock 1,722,965 Indirect by R.J. Kirk DOT
Common Stock 293,000 Indirect by JPK 2008
Common Stock 293,000 Indirect by MGK 2008
Common Stock 293,000 Indirect by ZSK 2008
Common Stock 10,945 Indirect by Lotus Capital
Common Stock 1,436,186 Indirect by Kirkfield
Common Stock 135,000 Indirect by Staff 2001
Common Stock 1,326,320 Indirect by NRM IV
Common Stock 6,328,853 Indirect by NRM V
Common Stock 3,450,000 Direct
Footnotes
  1. Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Kirkfield, L.L.C. ("Kirkfield"), Third Security Staff 2001 LLC ("Staff 2001"), New River Management IV, LP ("NRM IV") and New River Management V, LP ("NRM V"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.