Filing Details
- Accession Number:
- 0001246360-12-002671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-05 17:10:17
- Reporting Period:
- 2012-06-01
- Filing Date:
- 2012-06-05
- Accepted Time:
- 2012-06-05 17:10:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911326 | Synageva Biopharma Corp | GEVA | Biological Products, (No Disgnostic Substances) (2836) | 561808663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532218 | K Sanj Patel | 128 Spring Street, Suite 520 Lexington MA 02421 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-01 | 19,900 | $0.95 | 20,931 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-06-01 | 9,234 | $0.95 | 30,165 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-01 | 19,900 | $35.70 | 10,265 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-01 | 9,234 | $35.96 | 1,031 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-04 | 20,866 | $0.95 | 21,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-04 | 20,866 | $34.69 | 1,031 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-01 | 19,900 | $0.00 | 19,900 | $0.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-01 | 9,234 | $0.00 | 9,234 | $0.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-04 | 20,866 | $0.00 | 20,866 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 326,170 | 2019-07-01 | No | 4 | M | Direct | |
| 107,986 | 2019-12-15 | No | 4 | M | Direct | |
| 305,304 | 2019-07-01 | No | 4 | M | Direct |
Footnotes
- The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2011.
- The Stock Option granted the reporting person an option to purchase 396,070 shares of Common Stock (the "Shares"). 25% of the Shares vested and became exercisable on 07/01/2010, and 1/36 of the remainder of the Shares vest and become exercisable monthly thereafter.
- The Stock Option granted the reporting person an option to purchase 117,220 shares of Common Stock (the "Shares"). 25% of the Shares vested and became exercisable on 09/25/2010, and 1/36 of the remainder of the Shares vest and become exercisable monthly thereafte
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