Filing Details
- Accession Number:
- 0001181431-12-034755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-05 16:55:43
- Reporting Period:
- 2012-06-04
- Filing Date:
- 2012-06-05
- Accepted Time:
- 2012-06-05 16:55:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1333763 | Chelsea Therapeutics International Ltd. | CHTP | Biological Products, (No Disgnostic Substances) (2836) | 203174202 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181165 | Nam Yiu Johnson Lau | 3530 Toringdon Way Suite 200 Charlotte NC 28277 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-04 | 8,000 | $1.31 | 11,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $4.54 | 2022-01-25 | 35,000 | 35,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $7.72 | 2021-01-11 | 35,000 | 35,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $2.96 | 2020-01-19 | 35,000 | 35,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $1.78 | 2019-01-22 | 35,000 | 35,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $6.50 | 2018-01-24 | 37,500 | 37,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $5.68 | 2017-02-06 | 37,500 | 37,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $3.26 | 2016-01-19 | 30,000 | 30,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $0.20 | 2014-09-08 | 35,210 | 35,210 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-01-25 | 35,000 | 35,000 | Direct |
2021-01-11 | 35,000 | 35,000 | Direct |
2020-01-19 | 35,000 | 35,000 | Direct |
2019-01-22 | 35,000 | 35,000 | Direct |
2018-01-24 | 37,500 | 37,500 | Direct |
2017-02-06 | 37,500 | 37,500 | Direct |
2016-01-19 | 30,000 | 30,000 | Direct |
2014-09-08 | 35,210 | 35,210 | Direct |
Footnotes
- Option vests in four equal annual installments beginning on January 25, 2013.
- Option vests in four equal annual installments beginning on January 11, 2012.
- Option vests in four equal annual installments beginning on January 19, 2011.
- Option vests in four equal annual installments beginning on January 22, 2010.
- Option vested in four equal annual installments beginning on January 24, 2009.
- Option vested in four equal annual installments beginning on February 6, 2008.
- Option vested in four equal installments beginning on January 19, 2007.
- Option vested in two equal annual installments beginning on September 8, 2005.