Filing Details

Accession Number:
0001144204-10-048748
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-09 17:17:28
Reporting Period:
2010-09-07
Filing Date:
2010-09-09
Accepted Time:
2010-09-09 17:17:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476765 Golub Capital Bdc Inc. GBDC () 272326940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298389 David Golub C/O Golub Capital Bdc, Inc.
150 South Wacker Drive, Suite 800
Chicago IL 60606
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2010-09-07 10,267 $14.69 26,943 No 4 P Indirect By Golub Capital Management LLC
Common Stock, Par Value $0.001 Per Share Acquisiton 2010-09-07 133 $14.69 10,533 No 4 P Indirect By Golub Capital Incorporated
Common Stock, Par Value $0.001 Per Share Acquisiton 2010-09-08 7,536 $14.54 34,479 No 4 P Indirect By Golub Capital Management LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Golub Capital Management LLC
No 4 P Indirect By Golub Capital Incorporated
No 4 P Indirect By Golub Capital Management LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 4,124 Indirect By GC Service Company, LLC
Common Stock, Par Value $0.001 Per Share 66,667 Direct
Common Stock, Par Value $0.001 Per Share 1,981,791 Indirect By Golub Capital Company IV, LLC
Common Stock, Par Value $0.001 Per Share 3,486,217 Indirect By Golub Capital Company V LLC
Common Stock, Par Value $0.001 Per Share 1,764,807 Indirect By Golub Capital Company VI LLC
Common Stock, Par Value $0.001 Per Share 1,752,048 Indirect By GEMS Fund, L.P.
Footnotes
  1. Due to his control of and ownership interest in Golub Capital Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital Management LLC. Of these shares, 12,217 shares will vest on October 22, 2010 and 14,726 shares will vest one-third each on June 30, 2011, June 30, 2012 and June 30, 2013, subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by Golub Capital Management LLC except to the extent of his pecuniary interest therein.
  2. Due to his control of and ownership interest in Golub Capital Incorporated, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital Incorporated. These shares will vest on October 22, 2010, subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by Golub Capital Incorporated except to the extent of his pecuniary interest therein.
  3. Due to his control of and ownership interest in Golub Capital Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital Management LLC. Of these shares, 19,753 shares will vest on October 22, 2010 and 14,726 shares will vest one-third each on June 30, 2011, June 30, 2012 and June 30, 2013, subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by Golub Capital Management LLC except to the extent of his pecuniary interest therein.
  4. Due to his control of and ownership interest in GC Service Company, LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Service Company, LLC. Of these shares, 2,744 shares will vest on October 22, 2010 and 1,380 shares will vest one-third each on June 30, 2011, June 30, 2012 and June 30, 2013, subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by GC Service Company, LLC except to the extent of his pecuniary interest therein.
  5. Mr. Golub is a control person of Golub Capital Management LLC, the investment advisor of Golub Capital Company IV, LLC. Due to his control of and ownership interest in Golub Capital Company IV, LLC, which directly owns 1,981,791 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company IV, LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  6. Mr. Golub is a control person of Golub Capital Management LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 3,486,217 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  7. Mr. Golub is a control person of Golub Capital Management LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,764,807 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  8. Mr. Golub is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Fund, L.P., which directly owns 1,752,048 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GEMS Fund, L.P. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.