Filing Details
- Accession Number:
- 0001181431-12-034654
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-06-05 15:34:17
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2012-06-05
- Accepted Time:
- 2012-06-05 15:34:17
- Original Submission Date:
- 2012-04-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015934 | Neal Dempsey | 490 S. California Ave., Suite 200 Palo Alto CA 94306 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-15 | 13,402 | $5.27 | 13,402 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- Price amended to reflect the 1-for-9.08 reverse stock split of the Company's issued and outstanding securities effective March 23, 2012.
- The Reporting Person, a Director of the Issuer, is a Manager of Bay Management Company XI, LLC and shares voting and dispositive power over shares held by Bay Partners XI Parallel Fund, L.P. and Bay Partners XI, L.P but disclaims beneficial ownership of such securities except to the extent of his proportionate pecuniary interest therein.