Filing Details
- Accession Number:
- 0001127602-12-019248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-05 14:33:48
- Reporting Period:
- 2012-06-01
- Filing Date:
- 2012-06-05
- Accepted Time:
- 2012-06-05 14:33:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238486 | David Jonathan Blum | 1441 Gardiner Lane Louisville KY 40213 | Svp And Chief Public Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-01 | 9,500 | $29.61 | 31,631 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-01 | 6,508 | $67.23 | 25,123 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-06-01 | 2,992 | $67.22 | 22,131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-06-01 | 9,500 | $0.00 | 9,500 | $29.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 85,846 | 2011-01-19 | 2017-01-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $49.30 | 2012-02-04 | 2021-02-04 | 61,100 | 61,100 | Direct |
| Common Stock | Stock Appreciation Right | $24.47 | 2010-01-26 | 2016-01-26 | 0 | 0 | Direct |
| Common Stock | Stock Appreciation Right | $37.30 | 2012-01-24 | 2018-01-24 | 80,314 | 80,314 | Direct |
| Common Stock | Stock Appreciation Right | $29.29 | 2013-02-05 | 2019-02-05 | 101,489 | 101,489 | Direct |
| Common Stock | Stock Appreciation Right | $32.98 | 2011-02-05 | 2020-02-05 | 86,059 | 86,059 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-04 | 61,100 | 61,100 | Direct |
| 2016-01-26 | 0 | 0 | Direct |
| 2018-01-24 | 80,314 | 80,314 | Direct |
| 2019-02-05 | 101,489 | 101,489 | Direct |
| 2020-02-05 | 86,059 | 86,059 | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $67.21 to $67.24. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs 25% per year beginning 02/05/2011.
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