Filing Details
- Accession Number:
- 0001181431-12-034563
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-06-05 13:22:45
- Reporting Period:
- 2012-05-29
- Filing Date:
- 2012-06-05
- Accepted Time:
- 2012-06-05 13:22:45
- Original Submission Date:
- 2012-05-29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332314 | G Barry Caldwell | 1911 Walker Ave Monrovia CA 91016 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-29 | 5,000 | $8.86 | 241,839 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This amendment is being filed to change the transaction code to correctly reflect the nature of the purchase.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.79 to $8.96, inclusive.
- Following the reported transaction Mr. Caldwell's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 491,838 shares of Common Stock, which includes 249,999 vested stock options and 30,000 performance accelerated restricted shares. He also holds 100,001 unvested stock options.