Filing Details
- Accession Number:
- 0001165002-12-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-04 18:11:02
- Reporting Period:
- 2012-05-31
- Filing Date:
- 2012-06-04
- Accepted Time:
- 2012-06-04 18:11:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1165002 | Westwood Holdings Group Inc | WHG | Investment Advice (6282) | 752969997 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171437 | O Brian Casey | 200 Crescent Court Suite 1200 Dallas TX 75201 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-31 | 3,223 | $12.90 | 384,635 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-31 | 3,223 | $35.60 | 381,412 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-05-31 | 3,000 | $0.00 | 378,412 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2012-05-31 | 1,050 | $0.00 | 377,362 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-05-31 | 350 | $0.00 | 700 | No | 5 | G | Indirect | As UTMA custodian for daughter. |
| Common Stock | Acquisiton | 2012-05-31 | 350 | $0.00 | 700 | No | 5 | G | Indirect | As UTMA custodian for son. |
| Common Stock | Acquisiton | 2012-05-31 | 350 | $0.00 | 700 | No | 5 | G | Indirect | As UTMA custodian for son. |
| Common Stock | Acquisiton | 2012-06-04 | 571 | $12.90 | 377,933 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-04 | 571 | $34.50 | 377,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | As UTMA custodian for daughter. |
| No | 5 | G | Indirect | As UTMA custodian for son. |
| No | 5 | G | Indirect | As UTMA custodian for son. |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | stock option | Disposition | 2012-05-31 | 3,223 | $0.00 | 3,223 | $12.90 |
| Common Stock | stock option | Disposition | 2012-06-04 | 571 | $0.00 | 571 | $12.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,777 | 2006-07-02 | 2012-07-02 | No | 4 | M | Direct |
| 8,206 | 2006-07-02 | 2012-07-02 | No | 4 | M | Direct |
Footnotes
- Represents gift of shares to a charitable gift fund.
- Represents transfer of shares to reporting person as custodian for each of his three children under Uniform Transfers to Minors Act.
- Represents transfer of shares to reporting person as custodian for daughter under Uniform Transfers to Minors Act.
- Represents transfer of shares to reporting person as custodian for son under Uniform Transfers to Minors Act.
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