Filing Details
- Accession Number:
- 0001209191-12-032015
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-06-04 17:11:00
- Reporting Period:
- 2012-05-16
- Filing Date:
- 2012-06-04
- Accepted Time:
- 2012-06-04 17:11:00
- Original Submission Date:
- 2012-05-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235007 | Endocyte Inc | ECYT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1286338 | Ann Hanham | One Embarcadero Center, Suite 2700 San Francisco CA 94111-3776 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-16 | 25,758 | $6.65 | 1,068,931 | No | 4 | S | Indirect | By Burrill Life Sciences Capital Fund, L.P. |
Common Stock | Disposition | 2012-05-16 | 2,142 | $6.65 | 88,904 | No | 4 | S | Indirect | By Burrill Indiana Life Sciences Capital Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Burrill Life Sciences Capital Fund, L.P. |
No | 4 | S | Indirect | By Burrill Indiana Life Sciences Capital Fund, L.P. |
Footnotes
- Represents the sale of 25,758 shares in multiple transactions, ranging in price from $6.6000 to $6.7100 per share, resulting in a weighted average sale price per share of $6.6506. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- The Form 4 is being amended to correct the amount of securities beneficially owned following reported transaction which was incorrectly reported on the original filing.
- Ann Hanham is a managing member of Burrill & Company (Life Science GP), LLC which has the ultimate voting and investment power over shares held of record by Burrill Life Sciences Capital Fund, L.P., and she may be deemed to have voting and investment power over shares held of record by Burrill Life Sciences Capital Fund, L.P. Ms. Hanham disclaims beneficial ownership of the shares directly held by the entities affiliated with Burrill & Company except to the extent of her individual pecuniary interest therein.
- Represents the sale of 2,142 shares in multiple transactions, ranging in price from $6.6000 to $6.7100 per share, resulting in a weighted average sale price per share of $6.6506. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Ann Hanham is a managing member of Burrill & Company (Indiana GP), LLC which has the ultimate voting and investment power over shares held of record by Burrill Indiana Life Sciences Capital Fund, L.P., and she may be deemed to have voting and investment power over shares held of record by Burrill Indiana Life Sciences Capital Fund, L.P. Ms. Hanham disclaims beneficial ownership of the shares directly held by the entities affiliated with Burrill & Company except to the extent of her individual pecuniary interest therein.