Filing Details
- Accession Number:
- 0001140361-12-028582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-04 16:54:47
- Reporting Period:
- 2012-05-31
- Filing Date:
- 2012-06-04
- Accepted Time:
- 2012-06-04 16:54:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532063 | Express Scripts Holding Co. | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 452884094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235686 | Seymour Sternberg | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-31 | 16,968 | $24.64 | 23,388 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-31 | 8,011 | $52.19 | 15,377 | No | 4 | D | Direct | |
Common Stock | Disposition | 2012-05-31 | 8,957 | $50.87 | 21,639 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-31 | 3,311 | $50.88 | 18,328 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Express Scripts Holding Company Common Stock | Stock Appreciation Right | Disposition | 2012-05-31 | 16,968 | $0.00 | 16,968 | $24.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,831 | Indirect | By GRAT |
Common Stock | 2,758 | Indirect | By Spouse |
Footnotes
- Stock Appreciation Right vests in three equal installments on the first three anniversaries of the grant date.
- Stock Appreciation Right granted pursuant to Express Scripts 2000 Long-Term Incentive Plan.
- Includes 15,129 shares previously reported as held in a grantor retained annuity trust (GRAT), and indrectly benefically owned by Reporting Person, which shares were transferred on June 1, 2012 by the GRAT to, and are now directly owned by, Reporting Person.