Filing Details
- Accession Number:
- 0001144204-12-033157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-04 16:34:46
- Reporting Period:
- 2012-05-31
- Filing Date:
- 2012-06-04
- Accepted Time:
- 2012-06-04 16:34:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397821 | Duff & Phelps Corp | DUF | Security Brokers, Dealers & Flotation Companies (6211) | 208893559 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413236 | Robert Belke | C/O Lovell Minnick Partners Llc 150 N. Radnor Chester Road, Suite A200 Radnor PA US 19807 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2012-05-31 | 271,402 | $14.25 | 1,822,273 | No | 4 | S | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 18,714 | Direct |
Footnotes
- Beneficially owned by Lovell Minnick Partners LLC. The address of Lovell Minnick Partners LLC is 150 N. Radnor Chester Road, Suite A200, Radnor, PA 19807.
- As an officer of Lovell Minnick Partners LLC, Mr. Belke may be deemed to share beneficial ownership of the shares held by LM Duff Holdings, LLC. Mr. Belke disclaims beneficial ownership of such shares and any other shares held by affiliates of Lovell Minnick Partners LLC except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
