Filing Details
- Accession Number:
- 0001469326-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-04 16:03:46
- Reporting Period:
- 2012-05-23
- Filing Date:
- 2012-06-04
- Accepted Time:
- 2012-06-04 16:03:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469326 | Daniel Siegel | C/O Lifetime Brands, Inc. 1000 Stewart Avenue Garden City NY 11530 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-23 | 3,059 | $2.19 | 244,922 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-23 | 3,059 | $11.31 | 241,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-24 | 1,589 | $2.19 | 243,452 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-24 | 1,589 | $11.30 | 241,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-25 | 1,560 | $2.19 | 243,423 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-25 | 1,560 | $11.30 | 241,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-29 | 792 | $2.19 | 242,655 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-05-29 | 1,587 | $4.60 | 244,242 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-29 | 2,379 | $11.35 | 241,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-30 | 193 | $2.19 | 242,056 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-30 | 193 | $11.30 | 241,863 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2012-05-23 | 3,059 | $0.00 | 3,059 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-24 | 1,589 | $0.00 | 1,589 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-25 | 1,560 | $0.00 | 1,560 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-29 | 792 | $0.00 | 792 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-29 | 1,587 | $0.00 | 1,587 | $4.60 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-30 | 193 | $0.00 | 193 | $4.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,191 | 2019-04-03 | No | 4 | M | Direct | |
| 21,602 | 2019-04-03 | No | 4 | M | Direct | |
| 20,042 | 2019-04-03 | No | 4 | M | Direct | |
| 19,250 | 2019-04-03 | No | 4 | M | Direct | |
| 2,163 | 2018-11-10 | No | 4 | M | Direct | |
| 1,970 | 2018-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,000 | Indirect | Trustee |
Footnotes
- Reporting person is trustee for a trust for the benefit of Katherine and Juliana Wells
- The options vested in four equal annual installments beginning April 3, 2010.
- Field intentionally left blank in accordance with the instructions to Form 4.
- The options vested in four equal installments beginning November 10, 2009.
Billionaire Hedge Funds
