Filing Details
- Accession Number:
- 0001437749-12-005751
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-06-04 15:46:31
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2012-06-04
- Accepted Time:
- 2012-06-04 15:46:31
- Original Submission Date:
- 2011-03-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909494 | Tucows Inc | TCX | Services-Computer Processing & Data Preparation (7374) | 232707366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244261 | Elliot Noss | 96 Mowat Avenue Toronto A6 M6K 3M1 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-04 | 24,000 | $0.84 | 24,000 | No | 4 | P | Indirect | By Rachel Grinberg US RSP |
Common Stock | Acquisiton | 2011-03-04 | 24,000 | $0.84 | 24,000 | No | 4 | P | Indirect | By E. Noss US RSP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Rachel Grinberg US RSP |
No | 4 | P | Indirect | By E. Noss US RSP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,000 | Indirect | By Rachel Grinberg Spousal RRSP |
Common Stock | 28,000 | Indirect | By Rachel Grinberg RRSP |
Common Stock | 100 | Direct | |
Common Stock | 549,285 | Indirect | By E. Noss RRSP |
Common Stock | 106,869 | Indirect | By E. Noss Extended Family Trust and By E. Noss Trust |
Footnotes
- These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg US RSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on April 13, 2006.
- These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg Spousal RRSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on January 29, 2007.
- These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg RRSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on April 13, 2006.
- Represents 100 shares of restricted common stock granted on April 17, 2009; 75 of these shares are fully vested and the remaining 25 shares will vest on April 17, 2013. The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust
- The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust.
- The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust. These shares held by the E. Noss Extended Family Trust and E. Noss Trust are held through an account jointly controlled by Mr. Noss and his wife.