Filing Details
- Accession Number:
- 0001209191-12-031819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-04 12:39:43
- Reporting Period:
- 2012-05-31
- Filing Date:
- 2012-06-04
- Accepted Time:
- 2012-06-04 12:39:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949858 | Oncogenex Pharmaceuticals Inc. | OGXI | In Vitro & In Vivo Diagnostic Substances (2835) | 954343413 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265782 | A Martin Mattingly | 1522 217Th Place Se Suite 100 Bothell WA 98021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-01 | 1,000 | $12.46 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (right to buy) | Acquisiton | 2012-05-31 | 4,000 | $0.00 | 4,000 | $12.56 |
Common | Restricted Stock Units | Acquisiton | 2012-05-31 | 2,000 | $0.00 | 2,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,000 | 2022-05-31 | No | 4 | A | Direct | |
2,000 | No | 4 | A | Direct |
Footnotes
- The options vest 100% on the earlier of May 31, 2013 or the date immediately prior to the issuer's next annual meeting of stockholders.
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or the date immediately prior to the issuer's next annual meeting of stockholders.
- The restricted stock units expire 30 days from the earlier of the first anniversary of the grant date or the date of the issuer's next annual meeting of stockholders.