Filing Details

Accession Number:
0001140361-12-028425
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-04 10:38:25
Reporting Period:
2012-06-01
Filing Date:
2012-06-04
Accepted Time:
2012-06-04 10:38:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18172 Castle A M & Co CAS Wholesale-Metals Service Centers & Offices (5051) 360879160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210986 Iii J Patrick Herbert 1420 Kensington Road
Suite 220
Oak Brook IL 60523
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-01 5,000 $10.35 40,042 No 4 M Direct
Common Stock Disposition 2012-06-01 4,822 $10.83 35,220 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-06-01 5,000 $0.00 5,000 $10.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-06-02 2012-06-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,073 Indirect See Note
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $10.80 to $10.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. Beneficiary under Simpson Estates, Inc. Pension Trust, dated 12/28/85.