Filing Details
- Accession Number:
- 0001181431-12-034143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-01 19:12:39
- Reporting Period:
- 2012-05-30
- Filing Date:
- 2012-06-01
- Accepted Time:
- 2012-06-01 19:12:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192377 | A Daniel Gaudreau | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Svp, Operations And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-30 | 50,000 | $5.11 | 197,619 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-30 | 50,000 | $6.70 | 147,619 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-31 | 50,000 | $5.11 | 197,619 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-31 | 50,000 | $6.67 | 147,619 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2012-05-30 | 50,000 | $0.00 | 50,000 | $5.11 |
| Common Stock | Option (right to buy) | Disposition | 2012-05-31 | 50,000 | $0.00 | 50,000 | $5.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 563,437 | 2008-01-24 | 2017-01-24 | No | 4 | M | Direct |
| 513,437 | 2008-01-24 | 2017-01-24 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average sales price within the range of $6.70 to $6.75
- Represents a weighted average sales price within the range of $6.65 to $6.70
- Includes 145,000 of the Issuer's common stock underlying RSU's awarded.
- The underlying option became exercisable as to 1/4 of the total option shares granted one year from the vesting commencement date of January 24, 2007 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the total option shares granted one year from the vesting commencement date of January 24, 2007 and for the balance in a series of equal monthly installments over the following 36 months.
Billionaire Hedge Funds
