Filing Details
- Accession Number:
- 0000014693-12-000062
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-06-01 16:36:41
- Reporting Period:
- 2012-04-30
- Filing Date:
- 2012-06-01
- Accepted Time:
- 2012-06-01 16:36:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418348 | E Matthew Hamel | 850 Dixie Highway Louisville KY 40210 | Evp, Gen Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2012-01-06 | 37 | $81.19 | 63 | No | 5 | P | Indirect | ESPP |
| Class B Common | Acquisiton | 2012-04-05 | 36 | $84.44 | 135 | No | 5 | P | Indirect | ESPP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | ESPP |
| No | 5 | P | Indirect | ESPP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 684 | Direct | |
| Class B Common | 1,989 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | $53.62 | 2010-05-01 | 2017-04-30 | 9,511 | 9,511 | Direct |
| Class B Common | Stock Appreciation Right | $56.58 | 2011-05-01 | 2018-04-30 | 9,190 | 9,190 | Direct |
| Class B Common | Stock Appreciation Right | $43.10 | 2012-05-01 | 2019-04-30 | 18,822 | 18,822 | Direct |
| Class B Common | Stock Appreciation Right | $61.24 | 2013-05-01 | 2020-04-30 | 15,797 | 15,797 | Direct |
| Class B Common | Stock Appreciation Right | $73.95 | 2014-05-01 | 2021-04-30 | 15,022 | 15,022 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-04-30 | 9,511 | 9,511 | Direct |
| 2018-04-30 | 9,190 | 9,190 | Direct |
| 2019-04-30 | 18,822 | 18,822 | Direct |
| 2020-04-30 | 15,797 | 15,797 | Direct |
| 2021-04-30 | 15,022 | 15,022 | Direct |
Footnotes
- Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of May 22, 2012.
- Includes shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on January 6, 2012.
- Includes shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on April 5, 2012.
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