Filing Details

Accession Number:
0001144204-12-032934
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-01 15:33:49
Reporting Period:
2012-05-30
Filing Date:
2012-06-01
Accepted Time:
2012-06-01 15:33:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530559 Seth Burroughs C/O Xcel Brands,Inc.
475 10Th Avenue, 4Th Floor
New York NY 10018
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-30 40,000 $3.00 249,469 No 4 P Direct
Common Stock Acquisiton 2012-06-01 27,667 $0.00 277,136 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Footnotes
  1. Represents shares of restricted Common Stock awarded pursuant to a restricted stock award agreement to Mr. Burroughs, the vesting date of which is December 1, 2012, provided that Mr. Burroughs may extend the vesting date by six-month increments at his sole discretion.