Filing Details
- Accession Number:
- 0001209191-12-031617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-01 16:24:13
- Reporting Period:
- 2012-05-30
- Filing Date:
- 2012-06-01
- Accepted Time:
- 2012-06-01 15:24:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883107 | Nanophase Technologies Corporation | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184478 | Jess Jankowski | 1319 Marquette Drive Romeoville IL 60446 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-30 | 400 | $0.33 | 18,861 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-31 | 4 | $0.27 | 18,865 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-06-01 | 1,551 | $0.48 | 20,416 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Spouse's IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to buy) | $3.66 | 2004-03-24 | 2013-03-24 | 18,000 | 18,000 | Direct |
| Common Stock | Common Stock (right to buy) | $5.55 | 2005-10-11 | 2014-10-11 | 11,000 | 11,000 | Direct |
| Common Stock | Common Stock (right to buy) | $6.03 | 2006-09-27 | 2015-09-27 | 10,000 | 10,000 | Direct |
| Common Stock | Common Stock (right to buy) | $6.01 | 2007-09-27 | 2016-09-27 | 15,000 | 15,000 | Direct |
| Common Stock | Common Stock (right to buy) | $4.48 | 2008-11-06 | 2017-11-06 | 18,000 | 18,000 | Direct |
| Common Stock | Common Stock (right to buy) | $3.14 | 2009-05-12 | 2018-05-12 | 23,000 | 23,000 | Direct |
| Common Stock | Common Stock (right to buy) | $1.02 | 2010-05-04 | 2019-05-04 | 30,000 | 30,000 | Direct |
| Common Stock | Common Stock (right to buy) | $1.70 | 2011-05-03 | 2020-05-03 | 27,000 | 27,000 | Direct |
| Common Stock | Common Stock (right to buy) | $1.26 | 2012-05-02 | 2021-05-02 | 85,000 | 85,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-03-24 | 18,000 | 18,000 | Direct |
| 2014-10-11 | 11,000 | 11,000 | Direct |
| 2015-09-27 | 10,000 | 10,000 | Direct |
| 2016-09-27 | 15,000 | 15,000 | Direct |
| 2017-11-06 | 18,000 | 18,000 | Direct |
| 2018-05-12 | 23,000 | 23,000 | Direct |
| 2019-05-04 | 30,000 | 30,000 | Direct |
| 2020-05-03 | 27,000 | 27,000 | Direct |
| 2021-05-02 | 85,000 | 85,000 | Direct |
Footnotes
- Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
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