Filing Details
- Accession Number:
- 0001104659-12-041088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-31 21:56:56
- Reporting Period:
- 2012-05-29
- Filing Date:
- 2012-05-31
- Accepted Time:
- 2012-05-31 21:56:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1427925 | Acelrx Pharmaceuticals Inc | ACRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190418 | J Stephen Hoffman | Allos Therapeutics, Inc. 11080 Circlepoint Road, Suite 200 Wesminster CO 80020 | Yes | No | Yes | No | |
1277503 | Yasunori Kaneko | 509 Roehampton Hills Borough CA 94010 | No | No | Yes | No | |
1296771 | Gordon John Freund | 125 University Ave. C/O Skyline Ventures Palo Alto CA 94301 | No | No | Yes | No | |
1324617 | P L Iv Fund Purchaser Qualified Partners Venture Skyline | 125 University Ave Palo Alto CA 94301 | Yes | No | Yes | No | |
1392103 | Skyline Venture Management Iv, Llc | 525 University Ave. Suite 520 Palo Alto CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-29 | 284,698 | $3.40 | 4,161,933 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase Common Stock | Acquisiton | 2012-05-29 | 256,228 | $0.13 | 256,228 | $3.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
256,228 | 2012-12-01 | 2017-12-01 | No | 4 | P | Indirect |
Footnotes
- The shares are held by Skyline Venture Partners Qualified Purchaser Fund IV, L.P. John G. Freund and Yasunori Kaneko are the Managing Members of Skyline Venture Management IV, LLC, which is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund IV, L.P., and as such Drs. Freund and Kaneko may be deemed to share voting and dispositive power with respect to all shares of Common Stock held by Skyline Venture Partners Qualified Purchaser Fund IV, L.P. Stephen Hoffman, one of the Issuer's directors, is a Managing Director of Skyline Ventures and as such may be deemed to share voting and dispositive power with respect to all shares of Common Stock held by Skyline Venture Partners Qualified Purchasers Fund IV, L.P. Each of Drs. Freund, Kaneko and Hoffman disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.