Filing Details
- Accession Number:
- 0001127602-12-018708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-31 20:50:51
- Reporting Period:
- 2012-05-29
- Filing Date:
- 2012-05-31
- Accepted Time:
- 2012-05-31 20:50:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225922 | Laura Alber | 3250 Van Ness Avenue San Francisco CA 94109 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-29 | 102,500 | $0.00 | 202,046 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-29 | 24,325 | $36.07 | 177,721 | No | 4 | D | Direct | |
Common Stock | Disposition | 2012-05-29 | 36,493 | $36.07 | 141,228 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-05-30 | 10,000 | $35.69 | 131,228 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-31 | 10,000 | $35.13 | 121,228 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Settled Stock Appreciation Right (ssar) | Disposition | 2012-05-29 | 102,500 | $0.00 | 102,500 | $8.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
57,500 | 2018-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,641 | Indirect | By Managed Account |
Footnotes
- Reflects the number of shares disposed by the reporting person to the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the number of shares forfeited by the reporting person to satisfy tax withholding requirements.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $35.64 to $36.50. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $34.98 to $35.1467. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person owns 12,641 WSM common stock under the Williams-Sonoma, Inc. Associate Stock Incentive Plan (ASIP), a 401(k) plan, based on a statement dated May 29, 2012.
- The SSAR vests in four equal annual installments beginning on November 7, 2009.