Filing Details
- Accession Number:
- 0001181431-12-033676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-31 16:23:23
- Reporting Period:
- 2012-05-29
- Filing Date:
- 2012-05-31
- Accepted Time:
- 2012-05-31 16:23:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1427925 | Acelrx Pharmaceuticals Inc | ACRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1030720 | P L Associates Arch Three | 3200 Alpine Road Portola Valley CA 94028 | No | No | Yes | No | |
1030721 | P L Partners Arch Three | 3200 Alpine Road Portola Valley CA 94028 | No | No | Yes | No | |
1113520 | Three Arch Associates Iii Lp | 3200 Alpine Road Portola Valley CA 94028 | No | No | Yes | No | |
1190472 | A Mark Wan | 3200 Alpine Road Portola Valley CA 94028 | Yes | No | Yes | No | |
1190474 | E Wilfred Jaeger | 3200 Alpine Drive Portola Valley CA 94028 | No | No | Yes | No | |
1256741 | Three Arch Partners Iii Lp | 3200 Alpine Drive Portola Valley CA 94028 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-29 | 67,543 | $3.40 | 3,704,712 | No | 4 | P | Indirect | See Footnote (1) |
Common Stock | Acquisiton | 2012-05-29 | 3,631 | $3.40 | 199,174 | No | 4 | P | Indirect | See Footnote (2) |
Common Stock | Acquisiton | 2012-05-29 | 208,911 | $3.40 | 3,958,829 | No | 4 | P | Indirect | See Footnote (3) |
Common Stock | Acquisiton | 2012-05-29 | 4,613 | $3.40 | 87,408 | No | 4 | P | Indirect | See Footnote (4) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote (1) |
No | 4 | P | Indirect | See Footnote (2) |
No | 4 | P | Indirect | See Footnote (3) |
No | 4 | P | Indirect | See Footnote (4) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase Common Stock | Acquisiton | 2012-05-29 | 60,789 | $0.13 | 60,789 | $3.40 |
Common Stock | Warrant to purchase Common Stock | Acquisiton | 2012-05-29 | 3,268 | $0.13 | 3,268 | $3.40 |
Common Stock | Warrant to purchase Common Stock | Acquisiton | 2012-05-29 | 188,020 | $0.13 | 188,020 | $3.40 |
Common Stock | Warrant to purchase Common Stock | Acquisiton | 2012-05-29 | 4,151 | $0.13 | 4,151 | $3.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,789 | 2012-11-29 | 2017-11-29 | No | 4 | P | Indirect |
3,268 | 2012-11-29 | 2017-11-29 | No | 4 | P | Indirect |
188,020 | 2012-11-29 | 2017-11-29 | No | 4 | P | Indirect |
4,151 | 2012-11-29 | 2017-11-29 | No | 4 | P | Indirect |
Footnotes
- The shares are held by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAP III, has sole voting and dispositive power with respect to the securities held by TAP III. Mark A. Wan and Wilfred Jaeger, the managing members of TAM III, share the voting and dispositive power with respect to the shares hld by TAP III. Such persons and entities disclaim beneficial ownership of the shares held by TAP III except to the extent of any pecuniary interest therein.
- The shares are held by Three Arch Associates III, L.P. ("TAA III"). TAM III, the general partner of TAA III, has sole voting and dispositive power with respect to the securities held by TAA III. Mark A. Wan and Wilfred Jaeger, the managing members of TAM III, share the voting and dispositive power with respect to the shares hld by TAA III. Such persons and entities disclaim beneficial ownership of the shares held by TAA III except to the extent of any pecuniary interest therein.
- The shares are held by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV"), the general partner of TAP IV, has sole voting and dispositive power with respect to the securities held by TAP IV. Mark A. Wan and Wilfred Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares hld by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein.
- The shares are held by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV, the general partner of TAA IV, has sole voting and dispositive power with respect to the securities held by TAA IV. Mark A. Wan and Wilfred Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares hld by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein.