Filing Details

Accession Number:
0001181431-12-033575
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-31 11:11:05
Reporting Period:
2012-05-29
Filing Date:
2012-05-31
Accepted Time:
2012-05-31 11:11:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350381 Innerworkings Inc INWK Service Industries For The Printing Trade (2790) 205997364
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005561 J Peter Barris 1954 Greenspring Drive
Suite 600
Timonium MD 21093
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-29 15,000 $0.00 0 No 4 J Indirect See Note 2
Common Stock Acquisiton 2012-05-29 1,007 $0.00 1,677 No 4 J Indirect See Note 4
Common Stock Acquisiton 2012-05-29 251 $0.00 419 No 4 J Indirect See Note 6
Common Stock Acquisiton 2012-05-29 2,993 $0.00 2,993 No 4 J Indirect See Note 8
Common Stock Disposition 2012-05-30 2,993 $11.65 0 No 4 S Indirect See Note 8
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Note 2
No 4 J Indirect See Note 4
No 4 J Indirect See Note 6
No 4 J Indirect See Note 8
No 4 S Indirect See Note 8
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,529,190 Indirect See Note 9
Common Stock 35,549 Direct
Footnotes
  1. NEA Partners 11, Limited Partnership ("NEA Partners 11") made a pro rata distribution for no consideration of an aggregate of 15,000 shares of common stock of the Issuer to its limited partners on May 29, 2012.
  2. The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA Partners 11 in which the Reporting Person has no pecuniary interest.
  3. PJ Barris, LLC received 1,007 shares of common stock of the Issuer in the distribution by NEA Partners 11 on May 29, 2012.
  4. The Reporting Person is a member of PJ Barris, LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of the Issuer held by PJ Barris, LLC in which the Reporting Person has no pecuniary interest.
  5. PDB LLC received 251 shares of common stock of the Issuer in the distribution by NEA Partners 11 on May 29, 2012.
  6. The Reporting Person is the investment advisor of PDB LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares held by PDB LLC in which the Reporting Person has no pecuniary interest.
  7. New Enterprise Associates, LLC ("NEA LLC") received 2,993 shares of common stock of the Issuer in the distribution by NEA Partners 11 on May 29, 2012.
  8. The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
  9. The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11. NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11") the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA 11 in which the Reporting Person has no pecuniary interest.