Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001140361-12-027924)

Filing Details

Accession Number:: 0001140361-12-027924
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-30 19:34:14
Reporting Period:: 2012-05-25

Filing Date:: 2012-05-30
Accepted Time:: 2012-05-30 19:34:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
726514	Electro Scientific Industries Inc	ESIO	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	930370304

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1040899	David Nierenberg	19605 Ne 8Th Street Camas WA 98607		No	No	Yes	No
1282683	Nierenberg Investment Management Company, Inc.	19605 Ne 8Th Street Camas WA 98607		Yes	No	Yes	No
1282684	Diii Offshore Fund, Lp	19605 Ne 8Th Street Camas WA 98607		No	No	Yes	No
1282685	D3 Family Fund, Lp	19605 Ne 8Th Street Camas WA 98607		No	No	Yes	No
1365745	D3 Family Bulldog Fund, Lp	19605 Ne 8Th Street Camas WA 98607		No	No	Yes	No
1365764	Nierenberg Investment Management Offshore Inc.	19605 Ne 8Th Street Camas WA 98607		No	No	Yes	No
1405824	D3 Family Canadian Fund, Lp	19605 Ne 8Th Street Camas WA 98607		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-05-25	6,569	$11.91	2,261,558	No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Disposition	2012-05-29	19,690	$11.87	554,690	No	4	S	Indirect	By The D3 Family Fund, LP
Common Stock	Disposition	2012-05-29	71,996	$11.87	2,189,562	No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Disposition	2012-05-29	6,230	$11.87	182,394	No	4	S	Indirect	By The D3 Family Canadian Fund, LP
Common Stock	Disposition	2012-05-29	13,338	$11.87	403,289	No	4	S	Indirect	By The DIII Offshore Fund, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
No	4	S	Indirect	By The D3 Family Fund, LP
No	4	S	Indirect	By The D3 Family Bulldog Fund, LP
No	4	S	Indirect	By The D3 Family Canadian Fund, LP
No	4	S	Indirect	By The DIII Offshore Fund, LP

Footnotes

Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.