Filing Details
- Accession Number:
- 0001104659-12-040656
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-30 13:11:57
- Reporting Period:
- 2012-05-29
- Filing Date:
- 2012-05-30
- Accepted Time:
- 2012-05-30 13:11:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 837173 | Walter Energy Inc. | WLT | Bituminous Coal & Lignite Mining (1220) | 133429953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1524197 | P Robert Kerley | 3000 Riverchase Galleria - Suite 1700 Birmingham AL 35244 | Cao & Interim Principal Fin Of | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-29 | 95 | $51.23 | 5,228 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-29 | 875 | $51.31 | 6,103 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Includes 310.83 shares held by Reporting Person under Employee Stock Purchase Plan, an award of Restricted Stock Units which vest in 3 equal annual installments beginning on 2/16/2012 and an award of Restricted Stock Units which vest on 4/1/2014, subject to continued employment.
- Includes 310.83 shares held by Reporting Person under Employee Stock Purchase Plan, an award of Restricted Stock Units which vest in 3 equal annual installments beginning on 2/16/2012 and an award of Restricted Stock Units which vest on 4/1/2014, subject to continued employment.
Billionaire Hedge Funds
