Filing Details
- Accession Number:
- 0001140361-12-027711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-29 17:46:53
- Reporting Period:
- 2012-05-24
- Filing Date:
- 2012-05-29
- Accepted Time:
- 2012-05-29 17:46:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
62234 | Marcus Corp | MCS | Hotels & Motels (7011) | 391139844 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183315 | F Thomas Kissinger | The Marcus Corporation 100 E. Wisconsin Ave., Suite 1900 Milwaukee WI 53202 | Vp, General Counsel And Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-24 | 5,370 | $10.91 | 43,666 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-24 | 5,121 | $13.79 | 38,545 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) (granted 7/11/02) | Disposition | 2012-05-24 | 5,370 | $0.00 | 5,370 | $10.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-07-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,830 | Indirect | By 401(k) Plan |
Common Stock | 418 | Indirect | By Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) (granted 9/8/03) | $10.25 | 2013-09-08 | 10,693 | 10,693 | Direct | |
Common Stock | Stock Option (right to buy) (granted 8/18/04) | $12.73 | 2014-08-18 | 10,693 | 10,693 | Direct | |
Common Stock | Stock Option (right to buy) (granted 10/6/05) | $14.07 | 2015-10-06 | 14,258 | 14,258 | Direct | |
Common Stock | Stock Option (right to buy) (granted 7/31/06) | $19.74 | 2016-07-31 | 15,000 | 15,000 | Direct | |
Common Stock | Stock Option (right to buy) (granted 8/2/07) | $20.40 | 2017-08-02 | 15,000 | 15,000 | Direct | |
Common Stock | Stock Option (right to buy) (granted 7/29/08) | $15.59 | 2018-07-29 | 20,000 | 20,000 | Direct | |
Common Stock | Stock Option (right to buy) (granted 7/28/09) | $13.34 | 2019-07-28 | 20,000 | 20,000 | Direct | |
Common Stock | Stock Option (right to buy) (granted 7/27/10) | $11.89 | 2020-07-27 | 22,500 | 22,500 | Direct | |
Common Stock | Stock Option (right to buy) (granted 7/26/11) | $10.00 | 2021-07-26 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-09-08 | 10,693 | 10,693 | Direct |
2014-08-18 | 10,693 | 10,693 | Direct |
2015-10-06 | 14,258 | 14,258 | Direct |
2016-07-31 | 15,000 | 15,000 | Direct |
2017-08-02 | 15,000 | 15,000 | Direct |
2018-07-29 | 20,000 | 20,000 | Direct |
2019-07-28 | 20,000 | 20,000 | Direct |
2020-07-27 | 22,500 | 22,500 | Direct |
2021-07-26 | 25,000 | 25,000 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $13.78 to $13.802. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
- Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of May 22, 2012.
- By Dividend Reinvestment and Associate Stock Purchase Plan.
- The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.