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Home > Insider Trading > Filing (0001225208-12-013322)

Filing Details

Accession Number:: 0001225208-12-013322
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-29 17:00:05
Reporting Period:: 2012-05-24

Filing Date:: 2012-05-29
Accepted Time:: 2012-05-29 17:00:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878520	Sws Group Inc	SWS	Security Brokers, Dealers & Flotation Companies (6211)	752040825

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1429682	A Robert Buchholz	1201 Elm Street Suite 3500 Dallas TX 75270		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock $.10 Par Value	Acquisiton	2012-05-24	700	$5.70	312,489	No	4	P	Direct
Common Stock $.10 Par Value	Acquisiton	2012-05-25	25,000	$5.69	337,489	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock $.10 Par Value	59,154	Indirect	As trustee for minor children
Common Stock $.10 Par Value	9,075	Indirect	By children
Common Stock $.10 Par Value	32,172	Indirect	By family partnerships
Common Stock $.10 Par Value	100,000	Indirect	By family trust