Filing Details
- Accession Number:
- 0001181431-12-032793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-25 16:15:21
- Reporting Period:
- 2012-05-23
- Filing Date:
- 2012-05-25
- Accepted Time:
- 2012-05-25 16:15:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241524 | C John Hellmann | 66 Field Point Road Greenwich CT 06830 | Chief Exec. Officer & Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2012-05-23 | 13,891 | $32.35 | 301,801 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2012-05-23 | 10,800 | $51.06 | 291,001 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2012-05-24 | 45,879 | $32.35 | 336,880 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2012-05-24 | 31,191 | $51.53 | 305,689 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2012-05-24 | 6,200 | $52.17 | 299,489 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-05-23 | 13,891 | $0.00 | 13,891 | $32.35 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-05-24 | 45,879 | $0.00 | 45,879 | $32.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,879 | 2012-05-29 | No | 4 | M | Direct | |
0 | 2012-05-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock, $.01 Par Value | 1,872 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2012.
- The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price increments ranging from $50.53 to $51.51.
- Represents the weighted average sales price increments ranging from $51.02 to $52.02.
- Represents the weighted average sales price increments ranging from $52.03 to $52.44.
- This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning May 30, 2008.