Filing Details

Accession Number:
0001181431-12-032793
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-25 16:15:21
Reporting Period:
2012-05-23
Filing Date:
2012-05-25
Accepted Time:
2012-05-25 16:15:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241524 C John Hellmann 66 Field Point Road
Greenwich CT 06830
Chief Exec. Officer & Pres. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2012-05-23 13,891 $32.35 301,801 No 4 A Direct
Class A Common Stock, $.01 Par Value Disposition 2012-05-23 10,800 $51.06 291,001 No 4 S Direct
Class A Common Stock, $.01 Par Value Acquisiton 2012-05-24 45,879 $32.35 336,880 No 4 A Direct
Class A Common Stock, $.01 Par Value Disposition 2012-05-24 31,191 $51.53 305,689 No 4 S Direct
Class A Common Stock, $.01 Par Value Disposition 2012-05-24 6,200 $52.17 299,489 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2012-05-23 13,891 $0.00 13,891 $32.35
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2012-05-24 45,879 $0.00 45,879 $32.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,879 2012-05-29 No 4 M Direct
0 2012-05-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock, $.01 Par Value 1,872 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2012.
  2. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  3. Represents the weighted average sales price increments ranging from $50.53 to $51.51.
  4. Represents the weighted average sales price increments ranging from $51.02 to $52.02.
  5. Represents the weighted average sales price increments ranging from $52.03 to $52.44.
  6. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock.
  7. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning May 30, 2008.