Filing Details
- Accession Number:
- 0001181431-12-032618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-25 09:19:33
- Reporting Period:
- 2012-05-24
- Filing Date:
- 2012-05-25
- Accepted Time:
- 2012-05-25 09:19:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195654 | C Lynnette Fallon | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Executive Vp, Hr/Legal | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-24 | 2,300 | $1.03 | 232,029 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-24 | 2,700 | $1.04 | 234,729 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The purchases reported on this Form 4 are matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale transaction by Ms. Fallon in February 2012. Ms. Fallon has paid the Company the full amount of the profit realized in connection with the short-swing transactions.
- Of the shares held as of May 24, 2012, 116,363 shares were issuable on vesting of restricted stock units granted the executive under the 2000 Stock Plan and are subject to forfeiture.
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