Filing Details

Accession Number:
0001209191-12-030282
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-24 17:16:16
Reporting Period:
2012-05-23
Filing Date:
2012-05-24
Accepted Time:
2012-05-24 17:16:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB Services-Computer Processing & Data Preparation (7374) 331111329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229269 David Friend C/O Carbonite, Inc.
177 Huntington Avenue
Boston MA 02115
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-23 2,629 $7.97 836,038 No 4 S Direct
Common Stock Disposition 2012-05-23 90 $7.97 97,330 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-23 422 $7.97 444,680 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-23 81 $7.97 83,186 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-23 91 $7.97 95,834 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-23 81 $7.97 83,186 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-23 91 $7.97 95,834 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-23 22 $7.97 23,340 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-24 2,629 $7.74 833,409 No 4 S Direct
Common Stock Disposition 2012-05-24 90 $7.74 97,240 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-24 422 $7.74 444,258 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-24 81 $7.74 83,105 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-24 91 $7.74 95,743 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-24 81 $7.74 83,105 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-24 91 $7.74 95,743 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-24 22 $7.74 23,318 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,525 Indirect By Spouse
Common Stock 3,000 Indirect By Son
Common Stock 3,000 Indirect By Son
Common Stock 3,000 Indirect By Daughter
Common Stock 3,000 Indirect By Daughter
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2011.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.80 to $8.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. These shares are owned by the David Friend 2011 Qualified Annunity Trust I. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  4. These shares are owned by the David Friend 2010 Qualified Annunity Trust I. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  5. These shares are owned by the David Friend 2009 Qualified Annunity Trust II. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  6. These shares are owned by the David Friend 2009 Qualified Annunity Trust III. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  7. These shares are owned by the Margaret F.A. Shepherd 2009 Qualified Annuity Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  8. These shares are owned by the Margaret F.A. Shepherd 2009 Qualified Annuity Trust II. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  9. These shares are owned by the Friend-Shepherd Family 2009 Irrevocable Trust II. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  10. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.55 to $7.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. These shares are owned by Margaret F.A. Shepherd. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  12. These shares are owned by Jasper Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  13. These shares are owned by Zachery Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  14. These shares are owned by Lilian Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  15. These shares are owned by Zoe Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.