Filing Details

Accession Number:
0001140361-12-027200
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-24 16:24:53
Reporting Period:
2012-05-23
Filing Date:
2012-05-24
Accepted Time:
2012-05-24 16:24:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1027621 D Jonathan Feiber 3000 Sand Hill Road
3-290
Menlo Park CA 94025
Yes No No No
1129541 Mdv Vii Lp 3000 Sand Hill Road, Bldg. 3, Suite 290
Menlo Park CA 94025
Yes No Yes No
1250354 J Nancy Schoendorf 3000 Sand Hill Road, 3-290
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-23 49,458 $13.00 4,047,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Shares sold as part of the exercise of the underwriters' over-allotment option in connection with the Issuer's initial public offering.
  2. Shares directly held by MDV VII, L.P. ("MDV"). Jonathan Feiber, a director of the Issuer, and Nancy J. Schoendorf are managing members of Seventh MDV Partners, L.L.C., the general partner of MDV, and may be deemed to share voting and dispositive power over the shares held by MDV. Mr. Feiber and Ms. Schoendorf disclaim beneficial ownership of the shares held by MDV except to the extent of any pecuniary interest therein.