Filing Details
- Accession Number:
- 0001140361-12-027200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-24 16:24:53
- Reporting Period:
- 2012-05-23
- Filing Date:
- 2012-05-24
- Accepted Time:
- 2012-05-24 16:24:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1027621 | D Jonathan Feiber | 3000 Sand Hill Road 3-290 Menlo Park CA 94025 | Yes | No | No | No | |
1129541 | Mdv Vii Lp | 3000 Sand Hill Road, Bldg. 3, Suite 290 Menlo Park CA 94025 | Yes | No | Yes | No | |
1250354 | J Nancy Schoendorf | 3000 Sand Hill Road, 3-290 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-23 | 49,458 | $13.00 | 4,047,334 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Shares sold as part of the exercise of the underwriters' over-allotment option in connection with the Issuer's initial public offering.
- Shares directly held by MDV VII, L.P. ("MDV"). Jonathan Feiber, a director of the Issuer, and Nancy J. Schoendorf are managing members of Seventh MDV Partners, L.L.C., the general partner of MDV, and may be deemed to share voting and dispositive power over the shares held by MDV. Mr. Feiber and Ms. Schoendorf disclaim beneficial ownership of the shares held by MDV except to the extent of any pecuniary interest therein.