Filing Details

Accession Number:
0001019056-12-000707
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-24 12:16:18
Reporting Period:
2011-08-08
Filing Date:
2012-05-24
Accepted Time:
2012-05-24 11:16:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1342287 General Finance Corp GFN Retail-Retail Stores, Nec (5990) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-08 7,610 $3.01 2,816,235 No 4 S Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock Disposition 2011-08-08 5,497 $3.01 2,816,235 No 4 S Indirect By Managing Member as General Partner of Fallen Angel Partnership
Common Stock Disposition 2011-09-14 1,330 $3.05 2,814,905 No 4 S Direct
Common Stock Disposition 2012-03-15 24,095 $2.72 2,790,810 No 4 S Indirect By Managing Member as General Partner of Fallen Angel Partnership
Common Stock Disposition 2012-05-21 1,600 $3.01 3,923,865 No 4 S Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock Disposition 2012-05-21 100 $3.05 3,923,865 No 4 S Indirect By self as Trustee of Gagnon Securities LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Managing Member as General Partner of Darwin Partnership
No 4 S Indirect By Managing Member as General Partner of Fallen Angel Partnership
No 4 S Direct
No 4 S Indirect By Managing Member as General Partner of Fallen Angel Partnership
No 4 S Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
No 4 S Indirect By self as Trustee of Gagnon Securities LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Units Acquisiton 2011-09-14 665 $3.44 997 $1.50
Common Stock Warrants Acquisiton 2012-05-21 900 $0.25 450 $4.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,134,720 2010-06-25 2013-06-25 No 4 S Direct
1,133,855 2010-06-25 2013-06-25 No 4 S Indirect
Footnotes
  1. This number reflects the separation of the Reporting Person's units into common stock and warrants.