Filing Details
- Accession Number:
- 0001019056-12-000707
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-24 12:16:18
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2012-05-24
- Accepted Time:
- 2012-05-24 11:16:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-08 | 7,610 | $3.01 | 2,816,235 | No | 4 | S | Indirect | By Managing Member as General Partner of Darwin Partnership |
Common Stock | Disposition | 2011-08-08 | 5,497 | $3.01 | 2,816,235 | No | 4 | S | Indirect | By Managing Member as General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2011-09-14 | 1,330 | $3.05 | 2,814,905 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-15 | 24,095 | $2.72 | 2,790,810 | No | 4 | S | Indirect | By Managing Member as General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2012-05-21 | 1,600 | $3.01 | 3,923,865 | No | 4 | S | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Common Stock | Disposition | 2012-05-21 | 100 | $3.05 | 3,923,865 | No | 4 | S | Indirect | By self as Trustee of Gagnon Securities LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Managing Member as General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member as General Partner of Fallen Angel Partnership |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Managing Member as General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
No | 4 | S | Indirect | By self as Trustee of Gagnon Securities LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Units | Acquisiton | 2011-09-14 | 665 | $3.44 | 997 | $1.50 |
Common Stock | Warrants | Acquisiton | 2012-05-21 | 900 | $0.25 | 450 | $4.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,134,720 | 2010-06-25 | 2013-06-25 | No | 4 | S | Direct |
1,133,855 | 2010-06-25 | 2013-06-25 | No | 4 | S | Indirect |
Footnotes
- This number reflects the separation of the Reporting Person's units into common stock and warrants.