Filing Details
- Accession Number:
- 0001209191-12-029980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-23 16:09:38
- Reporting Period:
- 2012-05-21
- Filing Date:
- 2012-05-23
- Accepted Time:
- 2012-05-23 16:09:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229269 | David Friend | C/O Carbonite, Inc. 177 Huntington Avenue Boston MA 02115 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-21 | 2,629 | $7.99 | 841,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-21 | 90 | $7.99 | 97,510 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-21 | 422 | $7.99 | 445,524 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-21 | 81 | $7.99 | 83,348 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-21 | 91 | $7.99 | 96,016 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-21 | 81 | $7.99 | 83,348 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-21 | 91 | $7.99 | 96,016 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-21 | 22 | $7.99 | 23,384 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-22 | 2,629 | $7.96 | 838,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-22 | 90 | $7.96 | 97,420 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-22 | 422 | $7.96 | 445,102 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-22 | 81 | $7.96 | 83,267 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-22 | 91 | $7.96 | 95,925 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-22 | 81 | $7.96 | 83,267 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-22 | 91 | $7.96 | 95,925 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2012-05-22 | 22 | $7.96 | 23,362 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,525 | Indirect | By Spouse |
Common Stock | 3,000 | Indirect | By Son |
Common Stock | 3,000 | Indirect | By Son |
Common Stock | 3,000 | Indirect | By Daughter |
Common Stock | 3,000 | Indirect | By Daughter |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2011.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.69 to $8.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are owned by the David Friend 2011 Qualified Annunity Trust I. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by the David Friend 2010 Qualified Annunity Trust I. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by the David Friend 2009 Qualified Annunity Trust II. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by the David Friend 2009 Qualified Annunity Trust III. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by the Margaret F.A. Shepherd 2009 Qualified Annuity Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by the Margaret F.A. Shepherd 2009 Qualified Annuity Trust II. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by the Friend-Shepherd Family 2009 Irrevocable Trust II. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.82 to $8.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are owned by Margaret F.A. Shepherd. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by Jasper Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by Zachery Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by Lilian Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned by Zoe Friend. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.