Filing Details
- Accession Number:
- 0001096752-12-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-23 12:30:47
- Reporting Period:
- 2012-05-21
- Filing Date:
- 2012-05-23
- Accepted Time:
- 2012-05-23 11:30:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1096752 | Energizer Holdings Inc | ENR | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 431863181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182966 | J Peter Conrad | Energizer Holdings, Inc. 533 Maryville University Drive St. Louis MO 63141 | Vice President - Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Acquisiton | 2012-05-21 | 6,666 | $0.00 | 6,666 | No | 4 | M | Direct | |
Energizer Holdings, Inc. Common Stock | Disposition | 2012-05-21 | 2,164 | $73.73 | 4,502 | No | 4 | F | Direct | |
Energizer Holdings, Inc. Common Stock | Disposition | 2012-05-23 | 4,502 | $72.46 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalents 5/19/03 | Disposition | 2012-05-21 | 6,666 | $0.00 | 6,666 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Non-Qualified Stock Option 10/12/09 | $65.63 | 2012-10-12 | 2019-10-11 | 15,000 | 15,000 | Direct |
Energizer Holdings, Inc. Common Stock | Phantom Stk Units in Deferred Compensation Plan CM | $0.00 | 4,300 | 4,300 | Direct | ||
Energizer Holdings, Inc. Common Stock | Phantom Stock Units in Deferred Compensation Plan | $0.00 | 6,527 | 6,527 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 11/1/10 PB | $0.00 | 8,470 | 8,470 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 11/1/10 TB | $0.00 | 3,630 | 3,630 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 10/12/09 PB | $0.00 | 9,800 | 9,800 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 10/12/09 TB | $0.00 | 4,200 | 4,200 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 10/13/08 | $0.00 | 2,937 | 2,937 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 11/7/11 PB | $0.00 | 9,208 | 9,208 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 11/7/11 TB | $0.00 | 3,946 | 3,946 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-10-11 | 15,000 | 15,000 | Direct |
4,300 | 4,300 | Direct | |
6,527 | 6,527 | Direct | |
8,470 | 8,470 | Direct | |
3,630 | 3,630 | Direct | |
9,800 | 9,800 | Direct | |
4,200 | 4,200 | Direct | |
2,937 | 2,937 | Direct | |
9,208 | 9,208 | Direct | |
3,946 | 3,946 | Direct |
Footnotes
- In accordance with SEC guidance authorizing aggregate reporting of same-day, same-way open market purchases and sales, the shares were sold at a price range between $72.37 and $72.70. Upon request, full information regarding the number of shares sold at each separate price will be provided.
- Restricted Stock Equivalents convert into shares of Energizer Common Stock - 1/3 on 5/19/06, 1/3 on 5/19/09 and 1/3 on 5/19/12, unless Reporting Person elects to defer conversion until retirement or other termination, or unless deferral of conversion is mandated by Energizer Holdings, Inc. Equivalents subject to forfeture if Reporting Person voluntarily terminates employment prior to conversion dates, other than upon retirement after attaining age 55.
- 100% exercisable on October 12, 2012 as long as Recipient is still employed on said date. Options will also become exercisable upon the Recipient's death or disability, and in the event of a change of control of the Company occurring on or after November 1, 2011.
- Phantom stock units are payable in cash following termination of the Reporting Person's employment with Energizer Holdings, Inc.
- 12.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2013, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/10 and 9/30/13, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/1/2013 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.
- 12.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2012, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/09 and 9/30/12, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 10/12/2012 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.
- 25% of Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR common stock on 10/13/2011. An additional 5% will vest and convert into shares of ENR common stock in November, 2011, only if CAGR in EPS equals or exceeds 8% for the period between 9/30/08 and 9/30/11, proportionately increasing in 1/10th of 1% increments up to 75% of the RSEs granted if 15% CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- 16.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2014, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/11 and 9/30/14, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/7/2014 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.