Filing Details
- Accession Number:
- 0001140361-12-026869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-22 20:51:27
- Reporting Period:
- 2012-05-18
- Filing Date:
- 2012-05-22
- Accepted Time:
- 2012-05-22 19:51:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
96763 | Pulse Electronics Corp | PULS | Electronic Components, Nec (3679) | 231292472 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189819 | E Ralph Faison | C/O Pulse Electronics Corporation 12220 World Trade Drive San Diego CA 92128 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.125 Par Value Per Share | Acquisiton | 2012-05-18 | 25,000 | $1.79 | 305,929 | No | 4 | P | Direct | |
Common Stock, $0.125 Par Value Per Share | Acquisiton | 2012-05-21 | 39,236 | $1.80 | 345,165 | No | 4 | P | Direct | |
Common Stock, $0.125 Par Value Per Share | Acquisiton | 2012-05-22 | 65,000 | $1.86 | 410,165 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The reported transactions resulted in a claim under Section 16(b) of the Securities Exchange Act of 1934 amounting to $70,941.76. The reporting person voluntarily paid the full amount to the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.7825 to $1.80 per share. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on May 18, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.755 to $1.85 per share. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on May 21, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.83 to $1.89 per share. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on May 22, 2012.