Filing Details
- Accession Number:
- 0001093557-12-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-22 19:46:25
- Reporting Period:
- 2012-05-18
- Filing Date:
- 2012-05-22
- Accepted Time:
- 2012-05-22 18:46:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323190 | K Andrew Balo | 6340 Sequence Drive San Diego CA 92121 | Svp, Regulatory And Clinical | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-18 | 28,466 | $0.50 | 126,506 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-18 | 14,198 | $10.46 | 112,308 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-05-18 | 28,466 | $0.00 | 28,466 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-30 | 2013-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,000 | Indirect | by Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $10.45 to $10.47. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.
- Included in this number are 83,062 unvested restricted stock units, 29,312 of which were granted on March 8, 2011 and shall vest through March 8, 2014, and 53,750 of which were granted on March 8, 2012 and shall vest through March 8, 2015.
- Shares are held by the Balo Family Trust U/A/D 4/6/2006, with respect to which the reporting person is a trustee.
- Not applicable
Billionaire Hedge Funds
