Filing Details
- Accession Number:
- 0001019056-12-000680
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 18:58:58
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 17:58:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126216 | Nts Inc. | NTS | Communications Services, Nec (4899) | 113618510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-02 | 1,085 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2011-11-02 | 1,560 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2011-11-02 | 780 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| Common Stock | Acquisiton | 2011-11-02 | 60,000 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2011-11-02 | 30,000 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2011-11-02 | 6,235 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2011-12-19 | 12,038 | $0.43 | 1,739,538 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| Common Stock | Disposition | 2011-12-19 | 34,253 | $0.43 | 1,739,538 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Disposition | 2011-12-19 | 287,543 | $0.43 | 1,739,538 | No | 4 | S | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Disposition | 2011-12-20 | 1,817 | $0.45 | 1,739,538 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| Common Stock | Disposition | 2011-12-20 | 5,171 | $0.45 | 1,739,538 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Disposition | 2011-12-20 | 43,412 | $0.45 | 1,739,538 | No | 4 | S | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Disposition | 2011-12-21 | 7,152 | $0.44 | 1,739,538 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| Common Stock | Disposition | 2011-12-21 | 20,349 | $0.44 | 1,739,538 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| Common Stock | Disposition | 2011-12-21 | 170,828 | $0.44 | 3,387,406 | No | 4 | S | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| Common Stock | Disposition | 2012-01-09 | 10,946 | $0.35 | 3,387,406 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| Common Stock | Disposition | 2012-01-27 | 1,659 | $0.42 | 3,387,406 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | S | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | S | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
| No | 4 | S | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
| No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
| No | 4 | S | Direct |
Billionaire Hedge Funds
