Filing Details

Accession Number:
0001019056-12-000679
Form Type:
5
Zero Holdings:
No
Publication Time:
2012-05-21 18:57:06
Reporting Period:
2011-12-31
Filing Date:
2012-05-21
Accepted Time:
2012-05-21 17:57:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126216 Nts Inc. NTS Communications Services, Nec (4899) 113618510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-15 3,220 $1.45 1,602,997 No 4 S Direct
Common Stock Disposition 2010-11-16 690 $1.45 1,739,538 No 4 S Direct
Common Stock Acquisiton 2011-01-19 315 $1.26 1,739,538 No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Disposition 2011-01-26 46,895 $1.40 1,739,538 No 4 S Direct
Common Stock Disposition 2011-01-27 549 $1.46 1,739,538 No 4 S Direct
Common Stock Disposition 2011-01-27 20,451 $1.46 1,739,538 No 4 S Direct
Common Stock Disposition 2011-01-27 20,000 $1.46 1,739,538 No 4 S Direct
Common Stock Disposition 2011-01-28 42,343 $1.46 1,739,538 No 4 S Direct
Common Stock Disposition 2011-01-31 8,500 $1.40 1,739,538 No 4 S Direct
Common Stock Disposition 2011-02-01 11,108 $1.40 1,739,538 No 4 S Direct
Common Stock Acquisiton 2011-11-02 21,280 $0.30 1,739,538 No 4 X Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2011-11-02 10,640 $0.30 1,739,538 No 4 X Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2011-11-02 52,396 $0.30 1,739,538 No 4 X Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2011-11-02 26,198 $0.30 1,739,538 No 4 X Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2011-11-02 90,821 $0.30 1,739,538 No 4 X Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2011-11-02 45,411 $0.30 1,739,538 No 4 X Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2011-11-02 762,415 $0.30 1,739,538 No 4 X Indirect By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP
Common Stock Acquisiton 2011-11-02 381,208 $0.30 1,739,538 No 4 X Indirect By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP
Common Stock Acquisiton 2011-11-02 2,780 $0.30 1,739,538 No 4 X Direct
Common Stock Acquisiton 2011-11-02 3,435 $0.30 1,739,538 No 4 X Direct
Common Stock Acquisiton 2011-11-02 1,718 $0.30 1,739,538 No 4 X Direct
Common Stock Acquisiton 2011-11-02 303,000 $0.30 1,739,538 No 4 X Direct
Common Stock Acquisiton 2011-11-02 151,500 $0.30 1,739,538 No 4 X Direct
Common Stock Acquisiton 2011-11-02 190,000 $0.30 1,739,538 No 4 X Direct
Common Stock Acquisiton 2011-11-02 95,000 $0.30 1,739,538 No 4 X Direct
Common Stock Acquisiton 2011-11-02 90,000 $0.30 1,739,538 No 4 X Indirect By Limited Partner of the Family Partnership of the Family Partnership
Common Stock Acquisiton 2011-11-02 45,000 $0.30 1,739,538 No 4 X Indirect By Limited Partner of the Family Partnership of the Family Partnership
Common Stock Acquisiton 2011-11-02 5,000 $0.30 1,739,538 No 4 X Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2011-11-02 2,500 $0.30 1,739,538 No 4 X Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 X Indirect By Limited Partner in Atkinson Investment Management
No 4 X Indirect By Limited Partner in Atkinson Investment Management
No 4 X Indirect By Managing Member of General Partner of Darwin Partnership
No 4 X Indirect By Managing Member of General Partner of Darwin Partnership
No 4 X Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 X Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 X Indirect By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP
No 4 X Indirect By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 X Indirect By Limited Partner of the Family Partnership of the Family Partnership
No 4 X Indirect By Limited Partner of the Family Partnership of the Family Partnership
No 4 X Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 X Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan