Filing Details
- Accession Number:
- 0001019056-12-000679
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 18:57:06
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 17:57:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126216 | Nts Inc. | NTS | Communications Services, Nec (4899) | 113618510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-15 | 3,220 | $1.45 | 1,602,997 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-16 | 690 | $1.45 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-19 | 315 | $1.26 | 1,739,538 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Disposition | 2011-01-26 | 46,895 | $1.40 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 549 | $1.46 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 20,451 | $1.46 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 20,000 | $1.46 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-28 | 42,343 | $1.46 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-31 | 8,500 | $1.40 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-01 | 11,108 | $1.40 | 1,739,538 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 21,280 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Acquisiton | 2011-11-02 | 10,640 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Acquisiton | 2011-11-02 | 52,396 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2011-11-02 | 26,198 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2011-11-02 | 90,821 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Acquisiton | 2011-11-02 | 45,411 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Acquisiton | 2011-11-02 | 762,415 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
Common Stock | Acquisiton | 2011-11-02 | 381,208 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
Common Stock | Acquisiton | 2011-11-02 | 2,780 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 3,435 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 1,718 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 303,000 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 151,500 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 190,000 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 95,000 | $0.30 | 1,739,538 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 90,000 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Acquisiton | 2011-11-02 | 45,000 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
Common Stock | Acquisiton | 2011-11-02 | 5,000 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2011-11-02 | 2,500 | $0.30 | 1,739,538 | No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | X | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | X | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | X | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | X | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | X | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | X | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
No | 4 | X | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | X | Indirect | By Limited Partner of the Family Partnership of the Family Partnership |
No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | X | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |