Filing Details
- Accession Number:
- 0001019056-12-000675
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 18:51:53
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 17:51:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126216 | Nts Inc. | NTS | Communications Services, Nec (4899) | 113618510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-09-17 | 1,545 | $2.75 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-09-17 | 6,255 | $2.75 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-09-18 | 6,260 | $2.74 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-09-18 | 3,740 | $2.74 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-10-10 | 1,165 | $2.20 | 0 | No | 4 | P | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Acquisiton | 2008-10-10 | 80 | $2.20 | 1,909,906 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Disposition | 2009-07-16 | 726 | $0.90 | 1,909,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-07-16 | 1,570 | $0.90 | 1,909,906 | No | 4 | S | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Disposition | 2009-07-16 | 1,580 | $0.90 | 1,909,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-07-17 | 100 | $0.92 | 1,909,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-07-20 | 6,260 | $0.91 | 1,909,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-07-20 | 1,989 | $0.91 | 1,909,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-07-20 | 9,995 | $0.91 | 1,909,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-07-27 | 5,689 | $0.87 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-07-27 | 9,949 | $0.87 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-07-28 | 2,947 | $0.87 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-07-28 | 5,154 | $0.87 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-07-30 | 281 | $0.88 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-07-30 | 492 | $0.88 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-08-03 | 5,227 | $0.87 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-08-03 | 9,140 | $0.87 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-08-04 | 173 | $0.91 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-08-04 | 303 | $0.91 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-08-05 | 389 | $0.88 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-08-05 | 681 | $0.88 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-08-10 | 3,656 | $0.90 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-08-10 | 6,393 | $0.90 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-08-11 | 5,408 | $0.91 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2009-08-11 | 9,457 | $0.91 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
Common Stock | Disposition | 2009-08-12 | 8,990 | $0.90 | 1,909,906 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Footnotes
- This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.