Filing Details
- Accession Number:
- 0001019056-12-000674
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 18:50:27
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 17:50:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126216 | Nts Inc. | NTS | Communications Services, Nec (4899) | 113618510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-04-29 | 1,210 | $2.99 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-04-29 | 935 | $3.04 | 0 | No | 4 | S | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2008-05-01 | 2,000 | $3.09 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-05-01 | 2,126 | $3.09 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-05-06 | 600 | $3.10 | 0 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2008-05-07 | 1,075 | $3.10 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-05-07 | 3,030 | $3.10 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-05-07 | 610 | $3.10 | 0 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Disposition | 2008-05-14 | 500 | $3.00 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-05-15 | 6,700 | $2.91 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-05-16 | 10,156 | $3.05 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-05-19 | 400 | $3.12 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-05-21 | 1,500 | $3.05 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-05-23 | 1,000 | $3.05 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-05-27 | 2,620 | $3.09 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-05-28 | 2,048 | $3.00 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-05-30 | 100 | $3.00 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-06-02 | 332 | $3.00 | 0 | No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
Common Stock | Disposition | 2008-06-03 | 2,530 | $2.90 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-06-03 | 1,210 | $2.90 | 0 | No | 4 | S | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2008-06-11 | 520 | $2.97 | 0 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2008-06-12 | 565 | $3.00 | 0 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2008-06-16 | 2,780 | $3.00 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-06-16 | 3,005 | $3.00 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-06-17 | 1,500 | $2.99 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-06-18 | 1,730 | $3.00 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-09-02 | 1,570 | $2.71 | 0 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2008-09-02 | 1,515 | $2.71 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-09-16 | 1,270 | $2.75 | 0 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2008-09-16 | 65 | $2.75 | 0 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Indirect | By Limited Partner in Atkinson Investment Management |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Rights | Acquisiton | 2011-09-26 | 1,560 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Acquisiton | 2011-09-26 | 60,000 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Acquisiton | 2011-09-26 | 6,235 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 21,280 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 52,396 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 90,821 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 762,415 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 2,780 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 3,435 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 303,000 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 190,000 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 90,000 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 5,000 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 1,085 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 1,560 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 60,000 | $0.00 | 0 | $0.30 |
Common Stock | Rights | Disposition | 2011-11-02 | 6,235 | $0.00 | 0 | $0.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | J | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | J | Direct |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | J | Direct |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Direct |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Direct |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Direct |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Direct |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Indirect |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Direct |
411,581 | 2011-09-26 | 2011-09-26 | No | 4 | C | Direct |
Footnotes
- This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
- No additional consideration paid by the Reporting Person for such right.
- Distribution of rights to purchase common stock from the issuer.