Filing Details

Accession Number:
0001019056-12-000674
Form Type:
5
Zero Holdings:
No
Publication Time:
2012-05-21 18:50:27
Reporting Period:
2011-12-31
Filing Date:
2012-05-21
Accepted Time:
2012-05-21 17:50:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126216 Nts Inc. NTS Communications Services, Nec (4899) 113618510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-04-29 1,210 $2.99 0 No 4 P Direct
Common Stock Acquisiton 2008-04-29 935 $3.04 0 No 4 S Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2008-05-01 2,000 $3.09 0 No 4 P Direct
Common Stock Acquisiton 2008-05-01 2,126 $3.09 0 No 4 P Direct
Common Stock Acquisiton 2008-05-06 600 $3.10 0 No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2008-05-07 1,075 $3.10 0 No 4 P Direct
Common Stock Acquisiton 2008-05-07 3,030 $3.10 0 No 4 P Direct
Common Stock Acquisiton 2008-05-07 610 $3.10 0 No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Disposition 2008-05-14 500 $3.00 0 No 4 S Direct
Common Stock Disposition 2008-05-15 6,700 $2.91 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-05-16 10,156 $3.05 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-05-19 400 $3.12 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-05-21 1,500 $3.05 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-05-23 1,000 $3.05 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-05-27 2,620 $3.09 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-05-28 2,048 $3.00 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-05-30 100 $3.00 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-06-02 332 $3.00 0 No 4 S Indirect By Limited Partner in Atkinson Investment Management
Common Stock Disposition 2008-06-03 2,530 $2.90 0 No 4 S Direct
Common Stock Disposition 2008-06-03 1,210 $2.90 0 No 4 S Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2008-06-11 520 $2.97 0 No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2008-06-12 565 $3.00 0 No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2008-06-16 2,780 $3.00 0 No 4 P Direct
Common Stock Acquisiton 2008-06-16 3,005 $3.00 0 No 4 P Direct
Common Stock Acquisiton 2008-06-17 1,500 $2.99 0 No 4 P Direct
Common Stock Acquisiton 2008-06-18 1,730 $3.00 0 No 4 P Direct
Common Stock Acquisiton 2008-09-02 1,570 $2.71 0 No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2008-09-02 1,515 $2.71 0 No 4 P Direct
Common Stock Acquisiton 2008-09-16 1,270 $2.75 0 No 4 P Direct
Common Stock Acquisiton 2008-09-16 65 $2.75 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 P Direct
No 4 P Direct
No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 P Direct
No 4 P Direct
No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 S Direct
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Indirect By Limited Partner in Atkinson Investment Management
No 4 S Direct
No 4 S Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Rights Acquisiton 2011-09-26 1,560 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 60,000 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 6,235 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 21,280 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 52,396 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 90,821 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 762,415 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 2,780 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 3,435 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 303,000 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 190,000 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 90,000 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 5,000 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 1,085 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 1,560 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 60,000 $0.00 0 $0.30
Common Stock Rights Disposition 2011-11-02 6,235 $0.00 0 $0.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
411,581 2011-09-26 2011-09-26 No 4 J Indirect
411,581 2011-09-26 2011-09-26 No 4 J Direct
411,581 2011-09-26 2011-09-26 No 4 J Direct
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Direct
411,581 2011-09-26 2011-09-26 No 4 C Direct
411,581 2011-09-26 2011-09-26 No 4 C Direct
411,581 2011-09-26 2011-09-26 No 4 C Direct
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Indirect
411,581 2011-09-26 2011-09-26 No 4 C Direct
411,581 2011-09-26 2011-09-26 No 4 C Direct
Footnotes
  1. This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
  2. No additional consideration paid by the Reporting Person for such right.
  3. Distribution of rights to purchase common stock from the issuer.