Filing Details

Accession Number:
0001019056-12-000673
Form Type:
5
Zero Holdings:
No
Publication Time:
2012-05-21 18:45:30
Reporting Period:
2011-12-31
Filing Date:
2012-05-21
Accepted Time:
2012-05-21 17:45:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126216 Nts Inc. NTS Communications Services, Nec (4899) 113618510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-03-19 3,407 $3.30 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-03-19 4,603 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-03-19 8,737 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-03-20 468 $3.29 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-03-20 632 $3.29 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-03-20 1,201 $3.29 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-03-24 1,412 $3.27 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-03-24 1,907 $3.27 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-03-24 3,620 $3.27 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-03-25 3,961 $3.30 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-03-25 5,353 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-03-25 10,160 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-03-26 304 $3.30 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-03-26 410 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-03-26 779 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-04-01 422 $3.53 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-04-01 571 $3.53 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-04-01 1,084 $3.53 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-04-02 607 $3.58 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-04-02 821 $3.58 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-04-02 1,558 $3.58 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-04-10 317 $3.30 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-04-10 428 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
Common Stock Acquisiton 2008-04-10 813 $3.30 0 No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
Common Stock Acquisiton 2008-04-21 900 $3.05 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-04-24 100 $3.03 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-04-28 4,847 $3.02 0 No 4 P Indirect By Limited Partner in Atkinson Investment Management
Common Stock Acquisiton 2008-04-28 350 $2.99 0 No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
Common Stock Acquisiton 2008-04-28 1,024 $2.99 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Managing Member of General Partner of Darwin Partnership
No 4 P Indirect By Managing Member of General Partner of Fallen Angel Partnership
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By Limited Partner in Atkinson Investment Management
No 4 P Indirect By self as Trustee of Gagnon Securiites LLC Profit Sharing Plan
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2008-01-11 15,758 $3.10 1 $3.10
Common Stock Warrants Acquisiton 2008-01-11 10,000 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 20,000 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 27,183 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 163,000 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 3,893 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 1,718 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 75,000 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 50,000 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 17,500 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 800 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 583 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 343 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 12,500 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-11 3,245 $3.10 0 $3.10
Common Stock Warrants Acquisiton 2008-01-15 10,058 $3.10 0 $3.10
Common Stock Rights Acquisiton 2011-09-26 21,280 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 52,396 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 90,821 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 762,415 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 2,780 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 3,435 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 303,000 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 190,000 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 90,000 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 5,000 $0.00 0 $0.30
Common Stock Rights Acquisiton 2011-09-26 1,085 $0.00 0 $0.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Direct
0 2008-01-11 2012-12-23 No 4 P Direct
0 2008-01-11 2012-12-23 No 4 P Direct
0 2008-01-11 2012-12-23 No 4 P Direct
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Indirect
0 2008-01-11 2012-12-23 No 4 P Direct
0 2008-01-11 2012-12-23 No 4 P Direct
411,581 2008-01-11 2012-12-23 No 4 P Indirect
411,581 2011-09-26 2011-09-26 No 4 J Indirect
411,581 2011-09-26 2011-09-26 No 4 J Indirect
411,581 2011-09-26 2011-09-26 No 4 J Indirect
411,581 2011-09-26 2011-09-26 No 4 J Indirect
411,581 2011-09-26 2011-09-26 No 4 J Direct
411,581 2011-09-26 2011-09-26 No 4 J Direct
411,581 2011-09-26 2011-09-26 No 4 J Direct
411,581 2011-09-26 2011-09-26 No 4 J Direct
411,581 2011-09-26 2011-09-26 No 4 J Indirect
411,581 2011-09-26 2011-09-26 No 4 J Indirect
411,581 2011-09-26 2011-09-26 No 4 J Indirect
Footnotes
  1. This number reflects that the first fiscal year involved in this set of Form 5 filings has not yet ended.
  2. Distribution of rights to purchase common stock from the issuer
  3. The Reporting Person participated in a private placement and paid 3.10 for one share of common stock and one-half of one warrant.
  4. No additional consideration paid by the Reporting Person for such right.