Filing Details

Accession Number:
0001140361-12-026408
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-21 10:45:45
Reporting Period:
2012-05-17
Filing Date:
2012-05-21
Accepted Time:
2012-05-21 09:45:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792987 Astec Industries Inc ASTE Construction Machinery & Equip (3531) 620873631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276725 C Stephen Anderson 1725 Shepherd Rd.
Chattanooga TN 37343
Vp-Administration & Corp Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-17 416 $28.59 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Disposition 2012-05-18 2,356 $28.38 2,356 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 I Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,990 Direct
Common Stock 90 Indirect by 401(k) Plan
Footnotes
  1. Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis in the future.
  2. Shares held in the reporting person's 401(k) account are based upon a plan statement dated May 21, 2012.
  3. These phantom shares were held in a SERP. Under the SERP plan provisions, the phantom shares can be sold at the reporting person's discretion at any time and reinvested in other allowed investments. Phantom shares held in the SERP are otherwise payable in cash at the reporting person's termination of employment from Astec.