Filing Details
- Accession Number:
- 0001140361-12-026408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 10:45:45
- Reporting Period:
- 2012-05-17
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 09:45:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792987 | Astec Industries Inc | ASTE | Construction Machinery & Equip (3531) | 620873631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276725 | C Stephen Anderson | 1725 Shepherd Rd. Chattanooga TN 37343 | Vp-Administration & Corp Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-17 | 416 | $28.59 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Disposition | 2012-05-18 | 2,356 | $28.38 | 2,356 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | I | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,990 | Direct | |
Common Stock | 90 | Indirect | by 401(k) Plan |
Footnotes
- Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis in the future.
- Shares held in the reporting person's 401(k) account are based upon a plan statement dated May 21, 2012.
- These phantom shares were held in a SERP. Under the SERP plan provisions, the phantom shares can be sold at the reporting person's discretion at any time and reinvested in other allowed investments. Phantom shares held in the SERP are otherwise payable in cash at the reporting person's termination of employment from Astec.