Filing Details
- Accession Number:
- 0001203311-12-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-18 20:00:24
- Reporting Period:
- 2012-05-16
- Filing Date:
- 2012-05-18
- Accepted Time:
- 2012-05-18 19:00:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202786 | Morris Rosenberg | 21823 30Th Drive Se Bothell WA 98021 | Evp, Process Sciences | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-16 | 200 | $4.45 | 17,843 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-16 | 200 | $20.80 | 17,643 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-18 | 47,776 | $4.45 | 65,419 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-18 | 47,776 | $21.80 | 17,643 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-18 | 17,024 | $4.45 | 34,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-18 | 17,024 | $20.80 | 17,643 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-05-16 | 200 | $0.00 | 200 | $4.45 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-05-18 | 17,024 | $0.00 | 17,024 | $4.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-05-18 | 47,776 | $0.00 | 47,776 | $4.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,024 | 2016-09-05 | No | 4 | M | Direct | |
| 0 | 2016-09-05 | No | 4 | M | Direct | |
| 0 | 2016-09-05 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Rosenberg on March 15, 2012.
- Amount of securities beneficially owned following reported transactions includes 17,643 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on 9/06/07 and monthly thereafter until all the shares are fully vested on 9/06/10.
Billionaire Hedge Funds
