Filing Details
- Accession Number:
- 0001246360-12-002497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-18 20:00:22
- Reporting Period:
- 2012-05-17
- Filing Date:
- 2012-05-18
- Accepted Time:
- 2012-05-18 19:00:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272786 | Mark Fusco | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-17 | 73,161 | $5.27 | 418,465 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-17 | 73,161 | $21.81 | 345,304 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-05-17 | 73,161 | $0.00 | 73,161 | $5.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
385,970 | 2015-09-14 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase 500,000 shares, became exercisable in 16 consecutive equal quarterly installments beginning on December 31, 2005. The option was exercised as to 19,754 shares on May 8, 2012 and as to 21,115 shares on May 9, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.00, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.