Filing Details

Accession Number:
0001249323-10-000136
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-09 16:23:41
Reporting Period:
2010-09-08
Filing Date:
2010-09-09
Accepted Time:
2010-09-09 16:23:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197637 J Daniel Warmenhoven 495 East Java Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-08 100,000 $20.16 2,476,685 No 4 M Indirect by Trust
Common Stock Disposition 2010-09-08 100,000 $45.17 2,376,685 No 4 S Indirect by Trust
Common Stock Acquisiton 2010-09-08 95,040 $20.16 2,471,725 No 4 M Indirect by Trust
Common Stock Disposition 2010-09-08 95,040 $46.17 2,376,685 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-09-08 100,000 $0.00 100,000 $20.16
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-09-08 95,040 $0.00 95,040 $20.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
95,040 2011-04-25 No 4 M Direct
0 2011-04-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,087 Direct
Common Stock 170,000 Indirect by Lmtd Ptnrshp2
Common Stock 78,962 Indirect by Trust2
Footnotes
  1. The option exercise(s) and sale(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 2, 2010.
  2. Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended.
  3. Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
  5. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.