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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
811831	Northeast Bancorp	NBN	State Commercial Banks (6022)	010425066

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1427448	East Rock Capital, Llc	10 East 53Rd Street, 31St Floor New York NY 10022	Yes	No	No	Yes
1508823	Adam Shapiro	C/O East Rock Capital, Llc 10 East 53Rd Street, 31St Floor New York NY 10022	Yes	No	No	Yes
1509676	East Rock Capital Gp, Llc	10 East 53Rd Street, 31St Floor New York NY 10022	Yes	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Voting Common Stock, Par Value $1.00 Per Share	Acquisiton	2012-05-16	384,789	$8.00	671,939	No	4	P	Direct
Non-Voting Common Stock, Par Value $1.00 Per Share	Acquisiton	2012-05-16	224,031	$8.00	224,031	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

The securities reported on this Form 4 are held principally by investment funds and accounts managed and controlled by East Rock Capital, LLC ("Capital") and East Rock Capital GP, LLC ("East Rock GP").
Each of the Reporting Persons expressly disclaims beneficial ownership of the Units of Beneficial Interest reported hereby, except to the extent of their respective pecuniary interests therein.
The Reporting Persons may be deemed to be members of a group (within the meaning of Rule 13d-5(b) promulgated under the Securities Exchange Act of 1934 as amended (the "Exchange Act")) by virtue of relationships among the Reporting Persons and entities directly or indirectly managed by them, but the Reporting Persons do not affirm the existence of a group. Each of the Reporting Persons expressly disclaims beneficial ownership of all securities of the Issuer, except to the extent of their respective pecuniary interests therein.
According to information provided by the Issuer, there are outstanding 1,076,314 shares of non-voting common stock, par value $1.00 per shares ("Non-Voting Common Stock") of the Issuer, of which the shares of Non-Voting Common Stock reported on this Form 4 constitute 20.8% of the class.