Filing Details
- Accession Number:
- 0001209191-12-028731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-17 11:54:33
- Reporting Period:
- 2012-05-15
- Filing Date:
- 2012-05-17
- Accepted Time:
- 2012-05-17 10:54:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1345126 | Compass Diversified Holdings | CODI | Services-Help Supply Services (7363) | 576218917 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255015 | Elias Sabo | Sixty One Wilton Road Second Floor Westport CT 06880 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares | Acquisiton | 2010-09-15 | 71,710 | $0.00 | 231,710 | No | 4 | J | Direct | |
Shares | Disposition | 2010-09-15 | 71,710 | $0.00 | 0 | No | 4 | J | Indirect | Through Pharos I LLC |
Shares | Acquisiton | 2012-05-15 | 25,000 | $12.58 | 256,710 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | Through Pharos I LLC |
No | 4 | P | Direct |
Footnotes
- Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- In September 2010, all shares owned by Pharos I, LLC were transferred to its members in accordance with each member's pecuniary interest therein.
- Amounts with respect to Mr. Sabo reflect his beneficial ownership of Shares through his pecuniary interest in Pharos I LLC.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.47 to $12.67, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.