Filing Details

Accession Number:
0001209191-12-028704
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-17 10:11:50
Reporting Period:
2012-05-16
Filing Date:
2012-05-17
Accepted Time:
2012-05-17 09:11:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029730 Ladenburg Thalmann Financial Services Inc LTS Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 650701248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208655 S Brian Genson 6000 Island Blvd.
Aventura FL 33160
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-16 10,000 $1.58 10,000 No 4 P Indirect By Genson Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Genson Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,000 Direct
Footnotes
  1. The reporting person is the managing member of Genson Capital LLC.