Filing Details
- Accession Number:
- 0001209191-12-028704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-17 10:11:50
- Reporting Period:
- 2012-05-16
- Filing Date:
- 2012-05-17
- Accepted Time:
- 2012-05-17 09:11:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208655 | S Brian Genson | 6000 Island Blvd. Aventura FL 33160 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-16 | 10,000 | $1.58 | 10,000 | No | 4 | P | Indirect | By Genson Capital LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Genson Capital LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,000 | Direct |
Footnotes
- The reporting person is the managing member of Genson Capital LLC.